fair dealing

问题如下：

Mike, CFA, an analyst in an investment management company. Recently, ZRB Co., an investment banking company, underwrites an IPO of Mike's company. Mike writes a report which states, "Our company gains better profit these years and it will grow at amazing speed." This statement is faked by Mike, and he just wants to increase the value of his company. Regarding Mike's action, which of the following statements is most likely accurate?

选项：

A.

Mike violated Standard IV(A) Loyalty.

B.

Mike violated Standard III(B) Fair Dealing.

C.

Mike violated Standard I(D) Misconduct.

解释：

C is correct.

According to Standard I(D) Misconduct, Mike cannot write a fake report which may lead the investors to invest and overvalue the IPO that ZRB underwrites.