开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

ANGELEYES7 · 2018年09月24日

问一道题:NO.PZ2016032801000011 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:错选了a,想问下这个题是考察什么知识点的

1 个答案
已采纳答案

品职辅导员_小明 · 2018年09月28日

考的是 fair dealing

最小化做推荐决定后到发布推荐之间都时间。这是为了减少不必要的人知道该信息从而导致部分客户提前知道推荐,所以破坏fair dealing , 中间的时间间隔越短,消息被泄露的可能性就越小

 

ANGELEYES7 · 2018年09月29日

这就是何老师说的,建议尽快发布,避免有人从中获利

  • 1

    回答
  • 1

    关注
  • 688

    浏览
相关问题

NO.PZ2016032801000011 问题如下 Whione of the following actions will help to ensure the fair treatment of brokerage firm clients when a new investment recommention is ma? A.Informing all people in the firm in aantha recommention is to sseminate B.stributing recommentions to institutionclients prior to inviaccounts. C.Minimizing the time between the cision anthe ssemination of a recommention. C is correct.This question, whirelates to StanrIII(–Fair aling, tests the knowlee of the proceres thwill assist members ancantes in treating clients fairly when making investment recommentions. The step listein C will help ensure the fair treatment of clients. Answer A mhave negative effects on the fair treatment of clients. The more people who know about a penng change, the greater the chanthsomeone will inform some clients before the information’s release. The firm shoulestablish policies thlimit the number of people who are aware in aantha recommention is to sseminate Answer stributing recommentions to institutionclients before stributing them to inviaccounts, scriminates among clients on the basis of size anclass of assets anis a violation of StanrIII(B). 请问a里的公司\"all people\" 指谁啊? 而且为什么大家都知道了 对客户就不公平了呢? 没太懂

2024-11-16 01:16 1 · 回答

NO.PZ2016032801000011 问题如下 Whione of the following actions will help to ensure the fair treatment of brokerage firm clients when a new investment recommention is ma? A.Informing all people in the firm in aantha recommention is to sseminate B.stributing recommentions to institutionclients prior to inviaccounts. C.Minimizing the time between the cision anthe ssemination of a recommention. C is correct.This question, whirelates to StanrIII(–Fair aling, tests the knowlee of the proceres thwill assist members ancantes in treating clients fairly when making investment recommentions. The step listein C will help ensure the fair treatment of clients. Answer A mhave negative effects on the fair treatment of clients. The more people who know about a penng change, the greater the chanthsomeone will inform some clients before the information’s release. The firm shoulestablish policies thlimit the number of people who are aware in aantha recommention is to sseminate Answer stributing recommentions to institutionclients before stributing them to inviaccounts, scriminates among clients on the basis of size anclass of assets anis a violation of StanrIII(B). C的cision到底是什么决定?

2024-08-09 20:39 1 · 回答

NO.PZ2016032801000011问题如下Whione of the following actions will help to ensure the fair treatment of brokerage firm clients when a new investment recommention is ma?A.Informing all people in the firm in aantha recommention is to sseminateB.stributing recommentions to institutionclients prior to inviaccounts.C.Minimizing the time between the cision anthe ssemination of a recommention.C is correct.This question, whirelates to StanrIII(–Fair aling, tests the knowlee of the proceres thwill assist members ancantes in treating clients fairly when making investment recommentions. The step listein C will help ensure the fair treatment of clients. Answer A mhave negative effects on the fair treatment of clients. The more people who know about a penng change, the greater the chanthsomeone will inform some clients before the information’s release. The firm shoulestablish policies thlimit the number of people who are aware in aantha recommention is to sseminate Answer stributing recommentions to institutionclients before stributing them to inviaccounts, scriminates among clients on the basis of size anclass of assets anis a violation of StanrIII(B).C这个cision我还理解成了,下单交易的时间,好像刚告诉客户,人家还来不及反应,这面就决定了,下单了。

2024-06-12 11:52 1 · 回答

B问的inviaccount具体指什么?

2020-04-13 08:03 1 · 回答

我不太明白这道题目中的cision指的是什么意思?什么叫减少传播和做决定的间隔? 难道不是第一时间内通知所有的客户吗?

2020-03-05 09:23 1 · 回答