NO.PZ202403070100000202
问题如下：
Is any further action most likely required of Prem and Mathew prior to publishing an investment report using the information received in their meeting with Kandy Tea Estate?选项：
A.No. B.Yes, convince the company to make a public disclosure. C.Yes, independently verify the information provided by the company.解释：
Solution-
Correct. Though the information is nonpublic, it is unlikely that news of a new factory layout would be considered “material,” especially in that it does not require new machinery or personnel. Therefore, no public disclosure is required. Independent verification is not necessarily required because Prem and Mathew are able to see the increased efficiencies during their factory tour.
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Incorrect because even though the information is nonpublic, it is unlikely that news of a new factory layout would be considered “material”, especially since it does not require new machinery or personnel. Therefore, no public disclosure is required.
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Incorrect because Prem and Mathew are able to see the increased efficiencies during their factory tour.
- recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
老师，两个问题请教下：
1、分析师能直接用研究对象提供的信息吗？使用研究对象提供的信息时，是否需要verify
2、本题目为什么不选C呢？是因为“Prem and Mathew see the increased efficiencies during their factory tour.”这句话表示他们已经尽调了吗？相当于已经verify信息了？
