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Momaaaa · 2024年08月03日

请问这道题考察的是第几大准则中哪条细则。 谢谢。

NO.PZ2023021602000002

问题如下:

Carolina Ochoa, CFA, is the chief financial officer at Pantagonia Computing. Ochoa is currently the subject of an inquiry by Pantagonia's corporate investigations department. The inquiry is the result of an anonymous complaint accusing Ochoa of falsifying travel expenses for senior management related to a government contract. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, it is most appropriate for Ochoa to disclose the allegations:

选项:

A.to CFA Institute when the investigation concludes. B.on her Professional Conduct Statement. C.to CFA Institute if the allegations are proven correct.

解释:

Members and candidates must self-disclose on the annual Professional Conduct Statement all matters that question their professional conduct, such as involvement in civil litigation or criminal investigations or being the subject of a written complaint.

请问这道题考察的是第几大准则中哪条细则。 谢谢。

1 个答案

王暄_品职助教 · 2024年08月03日

没有考准则,考的是对PCS的理解,在工作中受到的调查,她需要在其年度职业行为声明(Professional Conduct Statement)中披露这一指控,无论最终调查结果如何。

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