NO.PZ201604030300005005
问题如下:
5. Does Schmidt violate the CFA Institute Asset Manager Code of Professional Conduct in his interaction with consultants?
选项:
A.
No.
B.
Yes, only with respect to confidentiality.
C.
Yes, only with respect to business relationships that could affect independence.
解释:
B is correct.
Schmidt violated Code A-2 by revealing Sastre’s hiring of SZR and its special fee discount.
如果s没有拒绝承办会议,是不是违反了?如果披露了,是不是就不违反利益冲突了?