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chyje2007 · 2018年09月09日

问一道题:NO.PZ2016032801000006 [ CFA I ]

问题如下图:

选项:

A.

B.

C.

解释:

老师,a选项什么意思呀?能翻译下吗?是说被授权人不受code and standards管制吗?因为他们不是cfa成员?

1 个答案

品职辅导员_小明 · 2018年09月11日

同学你好,这个理解是稍有偏误。即使他的下属不是CFA的会员或者候选人,但是M作为CFA会员,也需要履行他作为管理者的职能。

这句话的意思,更加偏重于说委任给了一个不是CFA会员的人,那么对这个人,M有没有监管责任,而不是说被委托的人,他们用不用遵守CFA准则。还是在监管者的角度来问的。

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