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magic456 · 2024年07月25日

道德CFA1

When Jefferson Piedmont, CFA, joined Branch Investing, Branch began using a quantitative stock selection model Piedmont had developed on his own personal time prior to his employment with Branch. One year later when Piedmont left the firm, he found the original copy of the model he had developed in a file at his home and presented it to his new employer, who immediately began using the model. According to the Standards of Practice Handbook, did Piedmont most likely violate any CFA Institute Standards of Professional Conduct?

  1. A.
  2. No
  3. B.
  4. Yes, because he misappropriated property now belonging to Branch
  5. C.
  6. Yes, because he failed to inform his new employer the model was the same one used by his previous employer


答案说那个模型不属于Branch的财产虽然branch用了,老师可以总结下什么时候模型是属于公司的什么时候是属于个人吗?

2 个答案

王暄_品职助教 · 2024年07月26日

嗨,爱思考的PZer你好:


老师我这边为什么不能贴图?

评论确实不能贴图,您重新开帖提问

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就算太阳没有迎着我们而来,我们正在朝着它而去,加油!

王暄_品职助教 · 2024年07月25日

您可否让我看一下答案的原文描述。

magic456 · 2024年07月26日

老师我这边为什么不能贴图?

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