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tjksky · 2024年07月24日

如题

NO.PZ2023021602000044

问题如下:

Kelly Amadon, CFA, an investment adviser, has two clients: Ryan Randolf, 65 years old, and Keiko Kitagawa, 45 years old. Both clients earn the same amount in salary. Randolf, however, has a large amount of assets, whereas Kitagawa has few assets outside her investment portfolio. Randolf is single and willing to invest a portion of his assets very aggressively; Kitagawa wants to achieve a steady rate of return with low volatility so she can pay for her child's current college expenses. Amadon recommends investing 20% of both clients' portfolios in the stock of very low-yielding smallcap companies. Amadon least likely violated the CFA Institute Standards of Professional Conduct in regard to his investment recommendations for:

选项:

A.only Randolf's portfolio. B.only Kitagawa's portfolio. C.both clients' portfolios.

解释:

In Randolf's case, the investment may be appropriate given this client's financial circumstances and aggressive investment position. This investment would not be suitable for Kitagawa because of her need for a steady rate of return and her low-risk profile.

另一个有资产并且有aggressively的投资意愿,低收益也能满足吗?

1 个答案
已采纳答案

王暄_品职助教 · 2024年07月24日

小盘股虽然收益低(收益低是指没有期间现金流,例如股息),但是将来有极大可能获得高回报,因为小盘股的股价有可能大幅度上升,因此可以满足另一个客户的需求

tjksky · 2024年07月24日

谢谢老师