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呜啦啦 · 2024年07月06日

成立的新公司算不算同业竞争关系，推荐客户需要向雇主披露并取得同意不

  1. CFA I
  2. Ethics

NO.PZ2016032802000043

问题如下：

Tribe Dish, a portfolio manager in Dove Company. Recently, he establishes a cooperation with an asset management company called Lemon. The cooperation states that if he can introduce potential clients to Lemon, it can give Dove business in return. Lemon then discloses this cooperation in the report to his clients as long as they receive clients from Tribe. According to the information, which of the following statements is most likely correct?

选项：

A.

Lemon doen't violate the Code and Standards.

B.

Lemon violates the Code and Standards by disclosing this cooperation to the clients.

C.

Lemon violates the Code and Standards by establishing this cooperation.

解释：

A is correct.

According to Standard VI(C) Referral Fees, Lemon complies with this standard. When Lemon receives the clients, he will write a report to disclose this cooperation in advance.

​成立的新公司算不算同业竞争关系，推荐客户需要向雇主披露并取得同意不

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1 个答案

王暄_品职助教 · 2024年07月06日

只要公司没有竞业协议，离职后可以成立相竞争关系的公司


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