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翁旸勤 · 2024年07月05日

请问这是哪里的考点

NO.PZ2024010502000018

问题如下:

Regulations requiring financial service providers to explicitly take stock of investors’ ESG preferences:

选项:

A.are limited to public equities.

B.have been introduced in the EU.

C.are widely implemented globally.

解释:

B is correct. A review by the PRI in 2017 concluded that most consultants were failing to consider ESG issues in investment practice. Jurisdictions like the EU are addressing this issue by introducing mandatory regulation for financial service providers to explicitly take stock of investors’ ESG preferences across various investor categories and asset classes. Such regulations are not otherwise widely implemented, nor are they opposed by the UN.

请问这是哪里的考点?对应课件哪个部分?

1 个答案

Carol文_品职助教 · 2024年07月08日

嗨,努力学习的PZer你好:


详见2024版教材第84页。

一些司法管辖区,如欧盟,正在通过引入强制性法规来规避这一难题,要求投资基金和评级机构明确披露可持续性问题(可持续金融披露条例,或SFDR,以及欧盟信用评级指南),并要求金融服务提供商明确考虑各类投资者类别和资产类别的投资者ESG偏好(金融工具市场指令,或MiFID,可转让证券集合投资企业,或UCITS;另类投资基金经理指令,或AIFMD)。


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