NO.PZ2024022002000235
问题如下:
Under the Standard for disclosing conflicts, what is required of a member?选项:
A.Eliminate all real and possible conflicts of interest. B.Ensure equitable treatment for all clients in the dissemination of investment advice and actions. C.Furnish clients and potential clients with the necessary details to judge the impartiality of the advice offered by the member.解释:
Option C is correct. According to Standard VI(A), Disclosure of Conflicts, it is imperative for members and candidates to disclose comprehensively and honestly any issues that might compromise their autonomy or objectivity, or affect their responsibilities towards their clients, future clients, and employers. This requirement is designed to protect investors and employers by guaranteeing that all actual and possible conflicts of interest are openly communicated, thereby allowing clients and prospective clients to properly evaluate the neutrality of the investment guidance or actions undertaken on their behalf.B有什么问题呢?C又说的是啥