NO.PZ2024022002000197
问题如下：
In Aligning With The Standards On Handling Material Nonpublic Information, What Is A Firm Expected To Implement?选项：
A.Implement Watch Lists To Monitor Employee Trading Activities. B.Enforce A Total Ban On Proprietary Trading Upon Receipt Of Material Nonpublic Information. C.Allow Frequent Sharing Of Nonpublic Information Across Corporate Finance And Equity Research Teams.解释：
Option A Is Correct, As It Adheres To The Guidelines For Standard II(A) Regarding Material Nonpublic Information. Establishing Watch Lists For Tracking Employee Transactions Is Identified As A Fundamental Component Of Compliance Efforts, Among Other Measures Including Restricted And Rumor Lists To Oversee Trading Activities.老师好
请问B选项为何不正确？有什么原理吗？还是banning transaction 本身没有错 但就是没有A选项来的effective?
谢谢！
