NO.PZ201604030300004102
问题如下：
2. With respect to the commodities positions, which of the following actions best describes Black’s violation of the CFA Institute Standards of Professional Conduct? Black violated CFA Institute Standards by:
选项：
A.
buying an asset class in which she has no prior management experience.
B.
buying assets that are inconsistent with the portfolio’s Investment Policy Statement.
C.
failing to notify the client that she would temporarily deviate from the client’s Investment Policy Statement.
解释：
B is correct.
Under no circumstances should a manager take investment action that is inconsistent with the client’s IPS.
重大变动要通知客户不是吗
