NO.PZ202304110100000204
问题如下:
When removing the multi-factor analysis from his research report, does Grohl violate any CFA Standards?
选项:
A.No.
Yes, because he no longer has a reasonable basis for his recommendation.
Yes, because he is required to make full and fair disclosure of all relevant information.
解释:
Removing the multi-factor analysis from the research report does not constitute a violation. Grohl diligently prepared the internal document according to the firm’s traditional format with a complete fundamental analysis and recommendation—indicating diligence and a reasonable basis for his recommendation. It would be wise for Grohl to retain records of the multi-factor analysis but he need not retain the analysis in the research report to comply with Standards V(A)–Diligence and Reasonable Basis or V(C)–Record Retention.
老师,G听领导的随便删了重要部分,这不违反diligence and reasonable basis吗?他为啥不算违反呀