NO.PZ202304110100000202
问题如下:
When preparing the initial draft for Brecksen’s review, does Grohl violate any CFA Standards?
选项:
A.No.
Yes, because he used Brecksen’s research reports without permission.
Yes, because he did not use reasonable judgment in identifying which factors were important to the analysis.
解释:
Grohl exercised diligence, independence, and thoroughness in analyzing the company and its competitors. Brecksen provided his research reports for Grohl’s use and using the reports as a guide was appropriate. Standard V(A) requires that members distinguish between fact and opinion in communicating investment recommendations to clients. The Standard does not apply to investment recommendations communicated to supervisors or internal investment committees.
老师,文中说Grohl reads Brecksen’s old reports before studying the financial statements of the company and its competitors. 这个意思是说G在研究公司和竞争者报表前就读了B的报告,并且基于报告搞出一个draft。这个我理解是G违反了diligence and reasonable basis,所以我选了C。请问为啥答案选A呢,他没有违反准则吗?