NO.PZ2024022002000220
问题如下:
In the context of maintaining independence and objectivity, which assertion is true according to CFA Institute Standards?
选项:
A.Accepting a gift from a client is permissible and can be viewed as extra remuneration.
B.Analysts' pay should be directly connected to their roles in investment banking tasks.
C.It is acceptable for portfolio managers to inform companies about sell-side analysts whose recommendation shifts harm client investments.
解释:
Option A is accurate. The Standards distinguish between gifts from clients, which can supplement existing compensation arrangements, and those from parties aiming to sway members or candidates against client interests. The premise is that a client's gift comes within the framework of an already established compensatory relationship, not intended to compromise the recipient's objectivity or independence.没有理解B选项错在哪里,请解答一下,谢谢。