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暖暖 · 2024年05月16日

为什么B也是他违反的内容呢。

NO.PZ2023021602000090

问题如下:

David Donnigan enrolled to take the Level II CFA examination in the current year, but he did not take the exam. Donnigan advised his employer that he passed Level II. Subsequently, he registered to take the Level II exam the next year. Which CFA Institute Standards of Professional Conduct did Donnigan least likely violate? The standard related to:

选项:

A.referencing candidacy in the CFA Program. B.duty to employer. C.professional misconduct.

解释:

Because he registered to take the exam in the next year, Donnigan still qualifies to state he is a candidate in the CFA Program. He would not, however, be authorized to reference that he is a Level III candidate and, if asked, would need to specify that he is a Level II candidate.

为什么B也是他违反的内容呢。

1 个答案
已采纳答案

王暄_品职助教 · 2024年05月16日

B. 对雇主的责任:Donnigan告知雇主他通过了Level II考试,但实际上他并没有参加。这构成了对雇主的欺骗,因为他提供了虚假信息。CFA协会的专业行为标准强调成员和候选人应对其雇主保持诚实和透明,因此,他在这里违反了对雇主的责任这一标准。

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