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Frances · 2024年05月15日

B怎么错了

NO.PZ2024022002000246

问题如下:

What is a suggested approach for supervisors to align with the ethical standards regarding their oversight duties?

选项:

A.Promoting the distribution of the organization's ethical guidelines to its clients.

B.Mandating the adoption of the CFA Institute's Ethical Code and Professional Conduct Standards by their companies.

C.Merging ethical guidelines with detailed compliance policies and procedures.

解释:

Option A is correct. Under Standard IV(C), which focuses on the oversight responsibilities of supervisors, it is recommended to advocate for the sharing of the company's ethical principles with clients. This action underscores the firm's commitment to uphold ethical standards and prioritizes the interests of its clients.

B哪里错了提问提问提问

1 个答案

王暄_品职助教 · 2024年05月15日

嗨,爱思考的PZer你好:


选项B的错误在于,它试图强制要求公司采用CFA协会的伦理准则和专业行为标准。尽管CFA协会的伦理准则和专业行为标准在金融行业内广受认可,但不同公司可能有自己的内部伦理准则和规章制度。直接强制采用CFA协会的标准可能并不符合每个公司的具体情况和文化。此外,作为监督者,他们的首要任务是确保公司内部规章制度与外部法规的一致性,并确保员工遵循这些规定,而不是强制推行某个外部机构的标准。

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虽然现在很辛苦,但努力过的感觉真的很好,加油!