NO.PZ202304110100000101
问题如下:
When downloading the model from Greenfield Financial Corporation, does Acertado violate any CFA Institute Standards of Practice andProfessional Conduct?
选项:
A.No.
Yes, because he does not have written permission from Boswin.
Yes, because he does not have permission from Greenfield Financial Corporation.
解释:
Boswin, as an employee, developed the model on behalf of Greenfield. Therefore, Greenfield, not Boswin, is the owner of the model. Acertado violates Standard IV(A) Duties to Employers: Loyalty when he downloads the model without proper written permission from Greenfield Financial. Acertado is misappropriating employer assets.
He uses evidence of rumored offers in developing sell recommendations onvarious corporations’ bonds.文章最后一句话啥意思呢