NO.PZ2023021602000077
问题如下:
According to the recommended procedures for compliance with CFA Institute Standard V(C): Record Retention, who is most likely responsible for maintaining the records that support investment actions?
选项:
A.The firm B.Research analysts C.The chief compliance officer解释:
A is correct. According to the recommended procedures for compliance with CFA Institute Standard V(C): Record Retention, the responsibility to maintain records that support investment action generally lies with the firm, rather than individuals.如题。
另外真题会有课后题/经典题这么长的案例题么