NO.PZ202403070100000102
问题如下：
Do the recommendations Watson outlines in the second scenario most likely apply to Standard I(B): Independence and Objectivity?
选项：
A.Yes.
B.No, with regard to Recommendation 1.
C.No, with regard to Recommendation 2.
解释：
Solution-
Correct. Both Recommendation 1 (“Firms should require prior approval for employees participating in initial public offerings.”) and Recommendation 2 (“Firms should implement effective supervisory and review procedures to ensure compliance with personal investment policies.”) apply to Standard I(B): Independence and Objectivity. Standard I(B) states Members and Candidates must use reasonable care and judgment to achieve and maintain independence and objectivity in their professional activities. Members and Candidates must not offer, solicit, or accept any gift, benefit, compensation, or consideration that reasonably could be expected to compromise their own or another’s independence and objectivity. The recommended procedures for compliance suggest investments be restricted and require prior approval for employee participation in IPOs. The recommended procedures also suggest review procedures be implemented to ensure compliance with policies relating to their personal investment activities.
-
Incorrect. Both Recommendation 1 and Recommendation 2 apply to Standard I(B): Independence and Objectivity.
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Incorrect. Both Recommendation 1 and Recommendation 2 apply to Standard I(B): Independence and Objectivity.
- recommend practices and procedures designed to prevent violations of the Code of Ethics and Standards of Professional Conduct
考点是啥怎么选出来的，都没看懂
