NO.PZ2024021801000081
问题如下:
Which of the following is most likely considered an escalation of engagement?选项:
A.Expressing concerns through the investee company’s advisers B.Meeting with the chair of the investee company to discuss the issue of concern C.Submitting a resolution and speaking at the investee company's annual general meeting解释:
A. Incorrect because normal dialogue with companies include: 1. holding additional meetings with management specifically to discuss concerns; 2. expressing concerns through the company’s advisers; 3. meeting with the chair or other board members.
B. Incorrect because normal dialogue with companies include: 1. holding additional meetings with management specifically to discuss concerns; 2. expressing concerns through the company’s advisers; 3. meeting with the chair or other board members.
C. Correct because while the first three engagements might be seen by many engagement professionals as part of a standard set of tools in normal dialogue with companies, the subsequent four will certainly be recognised as forms of escalation: 1. holding additional meetings with management specifically to discuss concerns; 2. expressing concerns through the company’s advisers; 3. meeting with the chair or other board members; 4. intervening jointly with other institutions on particular issues; 5. making a public statement in advance of general meetings; 6. submitting resolutions and speaking at general meetings; and 7. requesting a general meeting, in some cases proposing to change board membership.
讲义53页 forms of escalation 中有一条就是B