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Nimo. · 2024年04月11日

请问这道题的知识点在讲义的哪里有提到？

  1. CFA I
  2. Ethics

NO.PZ2018062009000062

问题如下：

Which of the following responses most completely represents an ethical principle of CFA Institute as outlined in the Standards of Practice Handbook?

选项：

A.

Individual professionalism

B.

Responsibilities to clients and employers

C.

Ethics involved in investment analysis and recommendations

解释：

A is correct.

Within the Standards of Practice Handbook, CFA Institute addresses ethical principles for the profession in the following Standards: individual professionalism; integrity in capital markets; responsibilities to clients, responsibilities to employers; ethics involved in investment analysis, recommendations, and actions; and possible conflicts of interest. B is incorrect because it represents, and combines, two ethical principles, those relating to the Standards “Duties to Clients” and “Duties to Employers. ” C is incorrect because the ethical principle (and Standard) relating to ethics in investment analysis and recommendations also includes actions.

我没有找到知识点在哪里。

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王暄_品职助教 · 2024年04月11日

题目要求从给定的选项中选出最能代表CFA协会道德原则的答案。

选项A“个人职业素养”是CFA协会强调的一个核心道德原则，它关注的是个人的专业行为、诚信和责任感，这与CFA协会对会员的期望是一致的。

选项B“对客户和雇主的责任”实际上涵盖了两个不同的道德原则：对客户的责任和对雇主的责任。在CFA的道德标准中，这两者是分开的，因此这个选项将两个原则合并了，不完全准确。

选项C“投资分析和建议中的道德”只涉及到了投资分析和建议方面的道德原则，但实际上CFA的道德标准中关于这一方面的描述还包括了具体的投资行为，因此这个选项也是不完整的。


在道德这门课的第二个视频里一开始，何老师就说到：Ethics是针对金融从业人员制定的职业伦理道德。

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