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Maxy · 2024年04月08日

请问34可以解释一下不?

NO.PZ2023091901000001

问题如下:

Jennifer Durrant is evaluating the existing risk management system of Silverman Asset Management. She is asked to match the following events to the corresponding type of risk. Identify each numbered event as a market risk, credit risk, operational risk, or legal risk event.

1.Insufficient training leads to misuse of order management system.

2.Credit spreads widen following recent bankruptcies.

3.Option writer does not have the resources required to honor a contract.

4.Credit swaps with counterparty cannot be netted because they originated in multiple jurisdictions.

选项:

A.

1: legal risk. 2: credit risk. 3: operational risk. 4: credit risk

B.

1: operational risk. 2: credit risk. 3: operational risk. 4: legal risk

C.

1: operational risk. 2: market risk. 3: credit risk. 4: legal risk

D.

1: operational risk. 2: market risk. 3: operational risk. 4: legal risk

解释:

如题,谢谢!

1 个答案
已采纳答案

品职答疑小助手雍 · 2024年04月08日

同学你好,3.期权出售者没有履行合同所需的资产(或者钱),那就是违约了,所以是credit risk。

4.与对手方的信用互换无法实现净额结算,因为它们受多个司法系统管辖。相当于因为司法问题无法实现合同的条款,legal risk。