NO.PZ2018062009000019
问题如下:
Maxwell is an analyst of an investment service firm. He is responsible to the report of CC Inc. and the manager of the CC Inc. gives him two tickets to the broadway musical "Song of Love" in New York. Which of the standard would be violated by Maxwell if he received the tickets?
选项:
A.Standard I(A) Knowledge of The Law.
B.Standard I(B) Independence and Objectivity.
C.Standard I(D) Misconduct.
解释:
B is correct.
The musical ticket is a sort of benefit which could be expected to influence the analyst's independence and objectivity. If Maxwell received the tickets, he would violate the Standard I(B) Independence and Objectivity.
百老汇的音乐会门票属于非金钱性质的奢侈奖励,在别人眼里会影响上市公司分析师的独立客观性。如果Maxwell收了门票,他就违反了I(B)独立客观性。
可能我钻牛角尖了。。但是有没有标准比如大概什么价格范围的可以收?