clients给的compensation没有disclose给其他clients:(雇主已书面同意)
1. 算不算conflict
2. 算不算mispresentation
韩韩_品职助教 · 2018年06月22日
同学你好,根据handbook的细则。
Requiring members and candidates to disclose all matters that reasonably could be expected to impair the member’s or candidate’s objectivity allows clients and prospective clients to judge motives and possible biases for themselves.
Additionally, disclosures should be made to clients regarding fee arrangements, subadvisory agreements, or other situations involving nonstandard fee structures.
所以如果客户给的compensation足够影响到其他客户的判断,那么是要披露给其他客户的。
并不违反mispresentation。