NO.PZ201604030300004301
问题如下:
1. Does Jollie violate the CFA Institute Standards of Professional Conduct by trading on the news of the bond rating change?
选项:
A.
No.
B.
Yes, only because she possessed material nonpublic information.
C.
Yes, only because she should have waited to trade until after her friend’s television interview took place.
解释:
A is correct.
Jollie did not act on the material nonpublic information she possessed but waited until it became public. According to the Standards of Practice Handbook, "It is not necessary ... to wait for the slowest methods of delivery."
老师好,不是说立即交易的话没有给公众反应的时间?属于内幕消息吗?