开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

pp · 2024年02月05日

立即交易

* 问题详情,请 查看题干

NO.PZ201604030300004301

问题如下:

1. Does Jollie violate the CFA Institute Standards of Professional Conduct by trading on the news of the bond rating change?

选项:

A.

No.

B.

Yes, only because she possessed material nonpublic information.

C.

Yes, only because she should have waited to trade until after her friend’s television interview took place.

解释:

A is correct.

Jollie did not act on the material nonpublic information she possessed but waited until it became public. According to the Standards of Practice Handbook, "It is not necessary ... to wait for the slowest methods of delivery."

老师好,不是说立即交易的话没有给公众反应的时间?属于内幕消息吗?

1 个答案

王暄_品职助教 · 2024年02月06日

没有呀,给你截图了原版书的原句,您看我标黄的地方说了,不需要等待最慢的交付方式,一旦信息在市场上传播开来,它就成为了公开信息。