Which of the following statements clearly conflicts with the recommended procedures for compliance presented in the CFA Institute Standards of Practice Handbook?
A. Firms should disclose to clients the personal investing policies and procedures established for their employees.
B. Prior approval must be obtained for the personal investment transactions of all employees.
C. For confidentiality reasons, personal transactions and holdings should not be reported to employers unless mandated by regulatory organizations.
想问一下这道题的B选项中的Must会不会用的太严格,Handbook里也用的must么?
而且我觉得B选项中的这个要求实际中很难执行啊。市场上价格瞬息万变,等要先拿到雇主批准才可以买,可能想买的那支股票的价格早已涨上天了。