全题解答

NO.PZ2019012201000068 问题如下 Hans Smith, Albrightportfolio manager, makes the following notes after examining these fun:Note 2 The Goouninvests in Fleeker Corporation stock, whiis ratehigh in the ESGspace, anFleeker’s pension funha significant investment in the Gooun This namic hthe potentifor a confliof interest on the part ofFleeker Corporation but not for the GooFunNote 3 The Goouns portfolio manager hwritten policies stating ththe funes notengage in shareholr activism. Therefore, the GooFunma free-riron the activism these shareholrs.Whiof thefollowing notes about the GooFunis correct? A.Only Note 2 B.Only Note 3 C.Both Note 2 anNote 3 because the funecomes a free-rir if it allows other shareholrs to engage in actions thatbenefit the fun antherefore Note 3 is correct. In theory, some investorscoulbenefit from the shareholr engagement of others unr the so-callefree rir problem.” Specifically, assume tha portfolio manager using anactive strategy actively engages with a company to improve its operations ansuccessful in increasing the company’s stoprice. The manager’s actionsin this case improvethe value of his portfolio analso benefitteotherinvestors thown the same stoin their portfolios. Those investors thot participate in shareholr engagement benefit from improveperformanbutwithout the costs necessary for engagement.Note 2 isincorrebecause a confliof interest arises on the part of the GooFunf it owns shares of a company thinvests in the fun Conflicts of interestcresult for a company. For example, a portfolio manager coulengage with acompany thalso happens to investor in the manager’s portfolio. In sucha situation, a portfolio manager munly influenceto support the company’smanagement so not to jeoparze the company’s investment mante with theportfolio manager. No.PZ2019012201000068 (选择题)请问note3是什么意思？

NO.PZ2019012201000068 问题如下 Hans Smith, Albrightportfolio manager, makes the following notes after examining these fun:Note 2 The Goouninvests in Fleeker Corporation stock, whiis ratehigh in the ESGspace, anFleeker’s pension funha significant investment in the Gooun This namic hthe potentifor a confliof interest on the part ofFleeker Corporation but not for the GooFunNote 3 The Goouns portfolio manager hwritten policies stating ththe funes notengage in shareholr activism. Therefore, the GooFunma free-riron the activism these shareholrs.Whiof thefollowing notes about the GooFunis correct? A.Only Note 2 B.Only Note 3 C.Both Note 2 anNote 3 because the funecomes a free-rir if it allows other shareholrs to engage in actions thatbenefit the fun antherefore Note 3 is correct. In theory, some investorscoulbenefit from the shareholr engagement of others unr the so-callefree rir problem.” Specifically, assume tha portfolio manager using anactive strategy actively engages with a company to improve its operations ansuccessful in increasing the company’s stoprice. The manager’s actionsin this case improvethe value of his portfolio analso benefitteotherinvestors thown the same stoin their portfolios. Those investors thot participate in shareholr engagement benefit from improveperformanbutwithout the costs necessary for engagement.Note 2 isincorrebecause a confliof interest arises on the part of the GooFunf it owns shares of a company thinvests in the fun Conflicts of interestcresult for a company. For example, a portfolio manager coulengage with acompany thalso happens to investor in the manager’s portfolio. In sucha situation, a portfolio manager munly influenceto support the company’smanagement so not to jeoparze the company’s investment mante with theportfolio manager. 老师好！请问这道题中的利益冲突这个知识点是在基础班教材的哪个位置？谢谢

NO.PZ2019012201000068 问题如下 Hans Smith, Albrightportfolio manager, makes the following notes after examining these fun:Note 2 The Goouninvests in Fleeker Corporation stock, whiis ratehigh in the ESGspace, anFleeker’s pension funha significant investment in the Gooun This namic hthe potentifor a confliof interest on the part ofFleeker Corporation but not for the GooFunNote 3 The Goouns portfolio manager hwritten policies stating ththe funes notengage in shareholr activism. Therefore, the GooFunma free-riron the activism these shareholrs.Whiof thefollowing notes about the GooFunis correct? A.Only Note 2 B.Only Note 3 C.Both Note 2 anNote 3 because the funecomes a free-rir if it allows other shareholrs to engage in actions thatbenefit the fun antherefore Note 3 is correct. In theory, some investorscoulbenefit from the shareholr engagement of others unr the so-callefree rir problem.” Specifically, assume tha portfolio manager using anactive strategy actively engages with a company to improve its operations ansuccessful in increasing the company’s stoprice. The manager’s actionsin this case improvethe value of his portfolio analso benefitteotherinvestors thown the same stoin their portfolios. Those investors thot participate in shareholr engagement benefit from improveperformanbutwithout the costs necessary for engagement.Note 2 isincorrebecause a confliof interest arises on the part of the GooFunf it owns shares of a company thinvests in the fun Conflicts of interestcresult for a company. For example, a portfolio manager coulengage with acompany thalso happens to investor in the manager’s portfolio. In sucha situation, a portfolio manager munly influenceto support the company’smanagement so not to jeoparze the company’s investment mante with theportfolio manager. 字面意思是对的，不知道错在哪里了。

NO.PZ2019012201000068 问题如下 Hans Smith, Albrightportfolio manager, makes the following notes after examining these fun:Note 2 The Goouninvests in Fleeker Corporation stock, whiis ratehigh in the ESGspace, anFleeker’s pension funha significant investment in the Gooun This namic hthe potentifor a confliof interest on the part ofFleeker Corporation but not for the GooFunNote 3 The Goouns portfolio manager hwritten policies stating ththe funes notengage in shareholr activism. Therefore, the GooFunma free-riron the activism these shareholrs.Whiof thefollowing notes about the GooFunis correct? A.Only Note 2 B.Only Note 3 C.Both Note 2 anNote 3 because the funecomes a free-rir if it allows other shareholrs to engage in actions thatbenefit the fun antherefore Note 3 is correct. In theory, some investorscoulbenefit from the shareholr engagement of others unr the so-callefree rir problem.” Specifically, assume tha portfolio manager using anactive strategy actively engages with a company to improve its operations ansuccessful in increasing the company’s stoprice. The manager’s actionsin this case improvethe value of his portfolio analso benefitteotherinvestors thown the same stoin their portfolios. Those investors thot participate in shareholr engagement benefit from improveperformanbutwithout the costs necessary for engagement.Note 2 isincorrebecause a confliof interest arises on the part of the GooFunf it owns shares of a company thinvests in the fun Conflicts of interestcresult for a company. For example, a portfolio manager coulengage with acompany thalso happens to investor in the manager’s portfolio. In sucha situation, a portfolio manager munly influenceto support the company’smanagement so not to jeoparze the company’s investment mante with theportfolio manager. 本题目中只有基金存在利益冲突吗？公司不存在利益冲突吗？请举个例子说明。