NO.PZ201604030300004403
问题如下:
3. When meeting with Vanderon, does Klein violate any CFA Standards?
选项:
A.
No.
B.
Yes, because he improperly references the CFA designation.
C.
Yes, because he claims enhanced portfolio management skills.
解释:
B is correct.
Klein improperly references the CFA designation when he states "As a CFA charterholder, I am the best qualified to manage your investments." He is in violation of Standard VII(B) —Reference to CFA Institute, the CFA Designation, and the CFA Program.
是因为没持证说是chartholder ,题目没强调是否持证,只说通过考试;还是错在说自己是最适合的顾问?