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胆小的刺客 · 2023年11月25日

请老师解释一下A选项,七个原则里没找到engagement



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pzqa38 · 2023年11月26日

嗨,努力学习的PZer你好:



The 2010 Stewardship Code had seven principles: Institutional investors should

1. publicly disclose their policy on how they will discharge their stewardship

responsibilities;

2. have a robust policy on managing conflicts of interest in relation to stewardship

and this policy should be publicly disclosed;

3. monitor their investee companies;

4. establish clear guidelines on when and how they will escalate their activities

as a method of protecting and enhancing shareholder value;

5. be willing to act collectively with other investors where appropriate;

6. have a clear policy on voting and disclosure of voting activity; and

7. report periodically on their stewardship and voting activities.


engagement(参与)和escalation(升级)分别对应第一条和第四条

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努力的时光都是限量版,加油!

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