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ditto · 2023年11月04日

怎么表达才算没有违反

NO.PZ2018062009000010

问题如下:

Aaron works for company A. The company used complex quantitative analysis and evaluated that the stock price of company B would increase from $15 per share to $20 per share. He stated to clients that, “Based on the fact, the stock price of company B will increase to $20 per share, I recommend a strong buy”. From this information, we can know that:

选项:

A.

He did not violate the standard.

B.

He violated the Standards because he failed to distinguish between opinions and facts in his recommendation.

C.

He violated the Standards because he did not use reasonable judgment.

解释:

B is correct.

According to Standard V(B) Communication with Clients and Prospective Clients, it requires that members and candidates must distinguish between facts and opinions. Aaron used the conclusion of the quantitative analysis as facts and told the clients which violated this Standard.

根据CFA准则V(B)的要求,CFA会员必须清楚的区分事实与观点。Aaron将量化分析得出的结论称作事实来告诉客户,这就违反了CFA准则的要求。

怎么改表述才算观点呢

1 个答案
已采纳答案

王暄_品职助教 · 2023年11月05日

只要说清楚这是模型的预期结果即可,例如:

Based on our forecast from the model we developed, we believe that the stock price of company B will increase to $20 per share, I recommend a strong buy

ditto · 2023年11月07日

谢谢老师!

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2023-09-01 07:56 1 · 回答

NO.PZ2018062009000010 问题如下 Aaron works for company The company usecomplex quantitative analysis anevaluateththe stopriof company B woulincrease from $15 per share to $20 per share. He stateto clients that, “Baseon the fact, the stopriof company B will increase to $20 per share, I recommena strong buy”. From this information, we cknow that: A.He not violate the stanr B.He violatethe Stanr because he faileto stinguish between opinions anfacts in his recommention. C.He violatethe Stanr because he not use reasonable jument. B is correct.Accorng to StanrV(Communication with Clients anProspective Clients, it requires thmembers ancantes must stinguish between facts anopinions. Aaron usethe conclusion of the quantitative analysis facts antolthe clients whiviolatethis Stanr根据CFA准则V(B)的要求,CFA会员必须清楚的区分事实与观点。Aaron将量化分析得出的结论称作事实来告诉客户,这就违反了CFA准则的要求。 如题,何老师课上讲的哈

2022-08-19 21:40 1 · 回答

NO.PZ2018062009000010 如题,谢谢

2022-01-23 20:45 1 · 回答

NO.PZ2018062009000010 这个题不是说根据模型得到的结果么?还是理解不好事实和观点这个准则的违反

2021-10-18 21:11 1 · 回答