问题如下图:
选项:
A.
B.
C.
解释:
Brown在让compliance department发现问题后,不是让他们检测修复并且重新测试了问题,最后也修复了问题了吗,在后面一段中有讲到。那么怎么就说最终的系统没能complied了呢
NO.PZ201604030300004602 问题如下 2. When overseeing the velopment of the automatetrang system, es Brown violate any CFA Institute Stanr? A.No. B.Yes, because he accepteassignment for whihe winaquately traineanskille C.Yes, because he not ensure ththe finsystem compliewith regulatory requirements. C is correct.Brown is in violation of StanrIV(—Responsibilities of Supervisors because he not ensure ththe finsystem compliewith regulatory requirements. Accorng to the Stanr Brown ha responsibility to make reasonable efforts to teanprevent violations of applicable laws, rules, anregulations. Alerteto potentiproblems the complianpartment, he ha responsibility to ensure ththe mofications correctethe potentiproblems without introcing new problems. 答案上是违反了IV(C)responsiblility of supervisors,但是何老师讲解时说违反了V(A)ligenanresonable basis,请问到底是违反了哪一条?
感觉答案的有点牵强啊,根据题目也没法认定修改后会产生新的问题啊……