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vivian_zm · 2018年06月10日

问一道题:NO.PZ2016040303000028 [ CFA III ]

问题如下图:

    

选项:

A.

B.

C.

解释:


为什么不能选B,不是很理解。既然那些accounts prohibit soft dollar arrangement,为什么还能使用新的这个system呢?是我对题目理解有误吗?求解

1 个答案
已采纳答案

韩韩_品职助教 · 2018年06月11日

同学你好,这个题的意思是说,一个资产管理公司的C经理在用的A公司来做交易的执行,这个A公司之前提供的是更加全面的服务,即除了交易执行以外,还会通过soft dollar 安排来提供一些研究报告的服务,现在A公司为了吸引更多的业务,他们采用了一种费率更低但是不提供soft dollar研究服务的费率方案,C经理通过之前的合作一直觉得他们的交易执行做的挺好,而且新方案的费率和其他不提供soft dollar的交易商来比,也是符合市场水平的。因此C经理是可以接受这个新的方案,因为他做到了为客户选择“物美价廉”的交易商。

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