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上小学 · 2023年09月11日

请问这些答案在哪里呢?谢谢

NO.PZ2019042401000038

问题如下:

When assessing a fund’s risk management process,which of the following questions is least likely asked?

选项:

A.

What's the potential risks that a strategy will expose them to in the normal course of business .

B.

If there are written policies and procedures to monitor and measure each of the applicable risks and whether there is a risk committee to which each of the measured risks gets reported on a daily, weekly, or monthly basis.

C.

What's the additional idiosyncratic risks presented by a specific manager within a strategy.

D.

Is the firm more return oriented, asset growth oriented, or both?

解释:

D is correct.

考点:Criteria To Assess Risk Management Process

解析:本题是选出不正确的一项。A、B、C选项都是关于风险控制的,是我们在评估基金公司的风控流程的时候需要问的。

而D选项:公司是更注重回报还是资产增长,还是两者兼而有之?这个是我们在评估基金经理的时候需要问到的问题。所以选D。

这些答案如何得出十分难

2 个答案
已采纳答案

李坏_品职助教 · 2023年09月11日

嗨,努力学习的PZer你好:


D是评估基金经理时问的。可以参考基础班讲义对基金经理的提问:

所以可以直接锁定D选项。D选项是用于评估基金经理的,不是用于评估风险控制的。

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努力的时光都是限量版,加油!

李坏_品职助教 · 2023年09月11日

嗨,努力学习的PZer你好:


A、B和C都是评估风险管理会用到的:

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努力的时光都是限量版,加油!

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