NO.PZ2019042401000038
问题如下:
When assessing a fund’s risk management process,which of the following questions is least likely asked?
选项:
A.
What's the potential risks that a strategy will expose them to in the normal course of business .
B.
If there are written policies and procedures to monitor and measure each of the applicable risks and whether there is a risk committee to which each of the measured risks gets reported on a daily, weekly, or monthly basis.
C.
What's the additional idiosyncratic risks presented by a specific manager within a strategy.
D.
Is the firm more return oriented, asset growth oriented, or both?
解释:
D is correct.
考点:Criteria To Assess Risk Management Process
解析:本题是选出不正确的一项。A、B、C选项都是关于风险控制的,是我们在评估基金公司的风控流程的时候需要问的。
而D选项:公司是更注重回报还是资产增长,还是两者兼而有之?这个是我们在评估基金经理的时候需要问到的问题。所以选D。
这些答案如何得出十分难