NO.PZ201604030300004902
问题如下:
2. Is Bornelli’s disaster recovery plan consistent with both the required and recommended standards of the Asset Manager Code?
选项:
A.Yes.
B.No, because the plan lacks a backup plan for monitoring, analyzing, and trading investments.
C.No, because the plan only provides for contacting and communicating with clients during periods of extended disruption.
解释:
B is correct.
According to the guidance provided in Section D(6) of the Asset Manager Code, the level and complexity of business-continuity planning depends on the size, nature, and complexity of the organization involved. Bornelli is a large firm with hedge fund investments and it should have alternative plans for monitoring, analyzing, and trading investments if primary systems become unavailable.
1.Campanelli then evaluates the firm’s business-continuity plan. Under the current plan, the technology division backs up all of the firm’s computer systems and client records twice daily. The back-ups are stored in a fireproof storage facility offsite.
这是目前技术部门做的工作,选项的意思是技术部分做的工作太少了是吗?技术部门已经每天2次备份 systems and client records ,并存储在防火墙中,但是不够是吗?
2.外聘:外聘的这家 disaster recovery firm公司的做法没有错误吧?这里的标黄色客户是谁?外聘公司具体方案帮我解释一下,谢谢
Bornelli outsources certain emergency plans to a disaster recovery firm. The disaster recovery firm is responsible for developing and implementing plans to communicate with employees and mission-critical vendors and suppliers in the event of a facility or communication disruption. The same firm also provides plans for contacting and communicating with clients in event of an extended disruption.