开发者:上海品职教育科技有限公司 隐私政策详情

应用版本:4.2.11(IOS)|3.2.5(安卓)APP下载

awen · 2023年09月01日

这题再问什么啊

NO.PZ2022010601000017

问题如下:

Johnson is a Portfolio Manager at GTA Asset Management. He intends to invest in overseas markets for the company. Due to his lack of experience, he hires Jim, who has extensive overseas investment experience, to join GTA. Can GTA link Jim's historical performance at his original company, AMG, to the performance of its new strategy and comply with GIPS standards?

选项:

解释:

Johnson 必须确定 Jim 的业绩记录是否满足所有可移植要求。 Jim 必须有记录来支持目前在composite 中的投资组合的表现,以及那些以前管理过该策略但后来终止的投资组合。该公司还必须对 Jim 先生在 GTA 期间是该战略的主要决策者感到满意,并且该战略在 GTA 之后将基本保持完整和独立。如果满足这些要求,GTA 可能会移植业绩记录,但如果公司希望将业绩联系起来,则移植的复合材料必须再通过一项测试:过去的公司和 GTA 之间的业绩记录不得中断。

1.A.32 Performance from a past firm or affiliation may be used to represent the historical performance of the new or acquiring firm and linked to the performance of the new or acquiring firm if the firm meets the following requirements on a composite-specific or pooled fund–specific basis:

  • Substantially all of the investment decision makers must be employed by the new or acquiring firm (e.g., research department staff, portfolio managers, and other relevant staff);
  • The decision-making process must remain substantially intact and independent within the new or acquiring firm;
  • The new or acquiring firm must have records to support the performance;
  • There must be no break in the track record between the past firm or affiliation and the new or acquiring firm.

If any of the above requirements are not met, the performance from a past firm or affiliation must not be linked to the ongoing performance record of the new or acquiring firm.

就是这个 GTA基金管理公司雇佣了Jim,想把Jim以前的公司业绩算到 GTA的业绩里,是吗?相当于我跳槽去了a公司,a公司要把我之前的业绩算到a公司去?问这样合理吗?是这个意思吗?

1 个答案

伯恩_品职助教 · 2023年09月01日

嗨,努力学习的PZer你好:


就是这个 GTA基金管理公司雇佣了Jim,想把Jim以前的公司业绩算到 GTA的业绩里,是吗?——是的

相当于我跳槽去了a公司,a公司要把我之前的业绩算到a公司去?问这样合理吗?是这个意思吗?——是的

----------------------------------------------
加油吧,让我们一起遇见更好的自己!

  • 1

    回答
  • 0

    关注
  • 279

    浏览
相关问题

NO.PZ2022010601000017问题如下 Johnson is a Portfolio Manager GTA Asset Management. He inten to invest in oversemarkets for the company. e to his laof experience, he hires Jim, who hextensive overseinvestment experience, to join GTCGTA link Jim's historicperformanhis origincompany, AMG, to the performanof its new strategy ancomply with GIPS stanr? Johnson 必须确定 Jim 的业绩记录是否满足所有可移植要求。 Jim 必须有记录来支持目前在composite 中的投资组合的表现,以及那些以前管理过该策略但后来终止的投资组合。该公司还必须对 Jim 先生在 GTA 期间是该战略的主要决策者感到满意,并且该战略在 GTA 之后将基本保持完整和独立。如果满足这些要求,GTA 可能会移植业绩记录,但如果公司希望将业绩联系起来,则移植的复合材料必须再通过一项测试过去的公司和 GTA 之间的业绩记录不得中断。 1.A.32 Performanfrom a past firm or affiliation museto represent the historicperformanof the new or acquiring firm anlinketo the performanof the new or acquiring firm if the firm meets the following requirements on a composite-specific or poolefunspecific basis:Substantially all of the investment cision makers must employethe new or acquiring firm (e.g., researpartment staff, portfolio managers, another relevant staff);The cision-making process must remain substantially intaaninpennt within the new or acquiring firm;The new or acquiring firm must have recor to support the performance; There must no brein the trarecorbetween the past firm or affiliation anthe new or acquiring firm.If any of the above requirements are not met, the performanfrom a past firm or affiliation must not linketo the ongoing performanrecorof the new or acquiring firm. 讲义里提到了收购情况下业绩移植的条件,但那是公司业务本来就发生了合并。但是这里只是挖过来一个基金经理,他在原公司的业绩为什么要算在新公司的业绩里面?就算是做完全一样的工作,数据也连续,但两个公司之间没有任何关系呀

2024-04-10 13:30 1 · 回答

NO.PZ2022010601000017问题如下 Johnson is a Portfolio Manager GTA Asset Management. He inten to invest in oversemarkets for the company. e to his laof experience, he hires Jim, who hextensive overseinvestment experience, to join GTCGTA link Jim's historicperformanhis origincompany, AMG, to the performanof its new strategy ancomply with GIPS stanr? Johnson 必须确定 Jim 的业绩记录是否满足所有可移植要求。 Jim 必须有记录来支持目前在composite 中的投资组合的表现,以及那些以前管理过该策略但后来终止的投资组合。该公司还必须对 Jim 先生在 GTA 期间是该战略的主要决策者感到满意,并且该战略在 GTA 之后将基本保持完整和独立。如果满足这些要求,GTA 可能会移植业绩记录,但如果公司希望将业绩联系起来,则移植的复合材料必须再通过一项测试过去的公司和 GTA 之间的业绩记录不得中断。 1.A.32 Performanfrom a past firm or affiliation museto represent the historicperformanof the new or acquiring firm anlinketo the performanof the new or acquiring firm if the firm meets the following requirements on a composite-specific or poolefunspecific basis:Substantially all of the investment cision makers must employethe new or acquiring firm (e.g., researpartment staff, portfolio managers, another relevant staff);The cision-making process must remain substantially intaaninpennt within the new or acquiring firm;The new or acquiring firm must have recor to support the performance; There must no brein the trarecorbetween the past firm or affiliation anthe new or acquiring firm.If any of the above requirements are not met, the performanfrom a past firm or affiliation must not linketo the ongoing performanrecorof the new or acquiring firm. 老师好 请问这些描述在讲义哪个部分

2022-07-19 20:18 1 · 回答

NO.PZ2022010601000017 问题如下 Johnson is a Portfolio Manager GTA Asset Management. He inten to invest in oversemarkets for the company. e to his laof experience, he hires Jim, who hextensive overseinvestment experience, to join GTCGTA link Jim's historicperformanhis origincompany, AMG, to the performanof its new strategy ancomply with GIPS stanr? Johnson 必须确定 Jim 的业绩记录是否满足所有可移植要求。 Jim 必须有记录来支持目前在composite 中的投资组合的表现,以及那些以前管理过该策略但后来终止的投资组合。该公司还必须对 Jim 先生在 GTA 期间是该战略的主要决策者感到满意,并且该战略在 GTA 之后将基本保持完整和独立。如果满足这些要求,GTA 可能会移植业绩记录,但如果公司希望将业绩联系起来,则移植的复合材料必须再通过一项测试过去的公司和 GTA 之间的业绩记录不得中断。 1.A.32 Performanfrom a past firm or affiliation museto represent the historicperformanof the new or acquiring firm anlinketo the performanof the new or acquiring firm if the firm meets the following requirements on a composite-specific or poolefunspecific basis:Substantially all of the investment cision makers must employethe new or acquiring firm (e.g., researpartment staff, portfolio managers, another relevant staff);The cision-making process must remain substantially intaaninpennt within the new or acquiring firm;The new or acquiring firm must have recor to support the performance; There must no brein the trarecorbetween the past firm or affiliation anthe new or acquiring firm.If any of the above requirements are not met, the performanfrom a past firm or affiliation must not linketo the ongoing performanrecorof the new or acquiring firm. The cision-making process must remain substantially intaaninpennt within the new or acquiring firm;这句话怎么理解?以前的业机必须是现在新公司独立完整决定的?被收购的团队以前又不归现在新公司管,怎么独立决定?

2022-06-09 10:12 1 · 回答