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nagigenesis · 2023年08月31日

No.PZ2022120703000096 (选择题) 来源: Mock According to CFA Institute

NO.PZ2022120703000096

问题如下:

According to CFA Institute, ESG integration:

选项:

A.uses rights and position of ownership to influence issuers’ activities. B.excludes issuers from the investment product based on certain ESG-related activities. C.explicitly considers ESG-related factors that are material to the investment risk and return.

解释:

C is correct because according to the CFA Institute Proposed ESG Product Features, “ESG integration” is described as a feature function that “explicitly considers ESG-related factors that are material to the risk and return of the investment, alongside traditional financial factors, when making investment decisions."

A is incorrect because according to the CFA Institute Proposed ESG Product Features, “Proxy voting, engagement and stewardship”, not ESG integration, is described as a feature function that “uses rights and position of ownership to influence issuers’ or companies’ activities or behaviours."

B is incorrect because according to the CFA Institute Proposed ESG Product Features, “ESG-related exclusions”, not ESG integration, is described as a feature function that “excludes securities, issuers or companies from the investment product based on certain ESG-related activities, business practices or business segments."

这道题中说ESG integration,A选项的意思是整合ESG要做Engagement,也没有错吧?C选项我觉得“consider ESG related factors are material”不代表所有的ESG factors都是重大的,所以不准确。因为我认为这题问的是广义的“ESG integration”而不是狭义的具体的策略之一“ESG integration ”,实际考试碰到这种情况该怎么选择?

2 个答案
已采纳答案

王岑 · 2023年09月01日

嗨,努力学习的PZer你好:


A选项说的是,用“所有者的权利和地位来影响发行者的活动”,这种说法不符合Engagement的定义。Engagement是指投资者按照“负责任投资原则”(PRI)的第二条原则(“我们将成为积极的所有者,并将环境、社会和治理(ESG)问题纳入我们的所有权政策和实践中”)来实施其监管责任的方式。它通常被描述为具有特定目标的有目的对话,但是这个目的会因参与而异,但通常与改善公司的商业实践有关,尤其是在管理ESG问题方面。

C选项是说“在做决策时,明确考虑对投资风险和回报有实质性的ESG因素”。这个说法是正确的,我们教材中也有相同的说法。

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安在 · 2023年10月18日

截图请问哪一章第几页

王岑 · 2023年10月20日

嗨,努力学习的PZer你好:


这是第九章的知识点,在教材的第554页。

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