开发者:上海品职教育科技有限公司 隐私政策详情

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🌊Yuri🌊 · 2023年08月25日

提问

NO.PZ2018062009000067

问题如下:

Q. According to the Code of Ethics, members of CFA Institute and candidates for the CFA designation must:

选项:

A.

maintain their professional competence to exercise independent professional judgment.

B.

place the integrity of the investment profession and the interests of clients above their own personal interests.

C.

practice in a professional and ethical manner with the public, clients, and others in the global capital markets.

解释:

B is correct. Members of CFA Institute and candidates for the CFA designation must place the integrity of the investment profession and the interests of clients above their own personal interests.

A is incorrect because members of CFA Institute and candidates for the CFA designation must maintain and improve their professional competence and strive to maintain and improve the competence of other investment professionals. The exercise of independent professional judgment is associated with using reasonable care.

C is incorrect because members of CFA Institute and candidates for the CFA designation must practice and encourage others to practice in a professional and ethical manner that will reflect credibly on themselves and the profession. Members are supposed to act with integrity, competence, diligence, and respect and in an ethical manner with the public, clients, and other market participants.

感觉每个都对啊

1 个答案

王暄_品职助教 · 2023年08月25日

本题考察的是Code


A错在,根据Code,我们不仅要maintain,还要improve,所对应的Code原句如下:


C错在,根据Code,我们不仅要practice,还要encourage others,所对应的Code原句如下:


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