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🌊Yuri🌊 · 2023年08月25日

NO.PZ2018062009000070

问题如下:

Q. According to the Duties to Clients standard, suitability requires members and candidates in an advisory relationship with a client to:

选项:

A.

place their clients’ interests before their own interests.

B.

consider investments in the context of the client’s total portfolio.

C.

not knowingly make misrepresentations relating to recommendations.

解释:

B is correct.

Standard III.C.1c Suitability states that when members and candidates are in an advisory relationship with a client, they must judge the suitability of investments in the context of the client’s total portfolio.

A is incorrect because this is a requirement addressed under Standard III.A Loyalty, Prudence, and Care, not Standard III.C.1c Suitability.

C is incorrect because this is a requirement addressed under Standard I.C Misrepresentation, not Standard III.C.1c Suitability.

客户利益在个人之上有什么错

1 个答案

王暄_品职助教 · 2023年08月25日

本题问的是suitability要求了什么,suitability的要求与【客户利益在个人利益之上】没关系

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