王暄_品职助教 · 2023年08月25日
Bukenya then reviews Jacaranda’s record-keeping policy. Currently, the policy requires retention of hard copies of all supporting documentation for investment recommendations and decisions made during the last five years. This policy meets the new risk-based regulations.
我跟答案对比了一下,好像不太全,您重新开一个帖子贴图吧~
王暄_品职助教 · 2023年08月25日
您提供一下案例背景,只看题目和答案,没办法给您解释
Aliciaguo · 2023年08月25日
Bukenya then reviews Jacaranda’s record-keeping policy. Currently, the policy requires retention of hard copies of all supporting documentation for investment recommendations and decisions made during the last five years. This policy meets the new risk-based regulations.
Aliciaguo · 2023年08月25日
This policy also applies to Jacaranda’s independent research contractor, Mathew Ochieng, who (for security reasons) does not have access to the company’s server.