NO.PZ2018062009000071
问题如下：
Q. As part of the Duties to Clients standard, members and candidates must:
选项：
A.document client financial constraints after an initial investment action.
maintain an equal balance of interests owed to their clients and employers.
deal fairly and objectively with all clients when engaging in professional activities.
解释：
C is correct. Under the III.B Fair Dealing section of the Duty to Clients standard, members and candidates must deal fairly and objectively with all clients when providing investment analysis, making investment recommendations, taking investment action, or engaging in other professional activities.
A is incorrect because under Standard III.C.1a Suitability, a section of Duties to Clients, members and candidates in an advisory relationship must make a reasonable inquiry into a client’s financial constraints prior to (not after) taking investment action and must reassess and update this regularly.
B is incorrect because under Standard III.A Loyalty, Prudence, and Care, members and candidates must act for the benefit of their clients and place their clients’ interests before (not maintain an equal balance with) their employer’s or their own interests.
如题
