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Mercury. · 2023年08月19日

不是low-yielding吗 我觉得符合K的preference啊 还是因为20%太aggressive了?

NO.PZ2023021602000044

问题如下:

Kelly Amadon, CFA, an investment adviser, has two clients: Ryan Randolf, 65 years old, and Keiko Kitagawa, 45 years old. Both clients earn the same amount in salary. Randolf, however, has a large amount of assets, whereas Kitagawa has few assets outside her investment portfolio. Randolf is single and willing to invest a portion of his assets very aggressively; Kitagawa wants to achieve a steady rate of return with low volatility so she can pay for her child's current college expenses. Amadon recommends investing 20% of both clients' portfolios in the stock of very low-yielding smallcap companies. Amadon least likely violated the CFA Institute Standards of Professional Conduct in regard to his investment recommendations for:

选项:

A.only Randolf's portfolio. B.only Kitagawa's portfolio. C.both clients' portfolios.

解释:

In Randolf's case, the investment may be appropriate given this client's financial circumstances and aggressive investment position. This investment would not be suitable for Kitagawa because of her need for a steady rate of return and her low-risk profile.

RT

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王暄_品职助教 · 2023年08月19日

因为k同学希望有稳定收入,切资产较小,但是这个投资是lowyielding,证明没有多少股利,并且只小盘股(意味着高风险),所以不适合k同学