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摇一摇 · 2023年07月31日

A为什么不对呢

NO.PZ2018062009000069

问题如下:

Q. A CFA Institute member would violate the standard for material nonpublic information by:

选项:

A.

conducting price distortion practices.

B.

inappropriately causing others to act.

C.

inadequately maintaining investment records.

解释:

B is correct. Under Standard II.A Material Nonpublic Information, members having material nonpublic information that could affect the value of an investment must not cause others to act on the information.

A is incorrect because price distortion is mentioned in the Standard II.B Market Manipulation, not Standard II.A Material Nonpublic Information.

C is incorrect because the maintenance of appropriate records to support investment analyses is noted in Standard V.C Record Retention, not Standard II.A Material Nonpublic Information.

A为什么不对呢

1 个答案

王暄_品职助教 · 2023年07月31日

选线A说的是扭曲价格,扭曲价格违反的II(B) Market manipulation,和II(A) Material nonpublic information 无关

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