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marblearch · 2018年05月26日

问一道题:NO.PZ2017121002000004 [ CFA I ]

这题考的是概念?解释一下A 谢谢

问题如下图:

选项:

A.

B.

C.

解释:

1 个答案

发亮_品职助教 · 2018年05月28日

这是再考债券的二级市场交易的相关问题,讲义相关内容:

除了讲义里的内容,这道题当做知识点补充。

这个book-entry basis是指在交易债券股票时,并没有实际交换paper certificates of ownership,没有做实物交割,只是在电子系统里登记了ownership;比如交易股票时,买到的股票ownership会划到你的账户下。

所以book-entry basis,同时又是paperless,computerized的。

 

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NO.PZ2017121002000004 问题如下 Corporate bonseconry market trang most often occurs: A.on a book-entry basis. B.on organizeexchanges. C.prior to settlement T + 1. A is correct.The vast majority of corporate bon are train over-the-counter (OTmarkets thuse electronic trang platforms through whiusers submit buy ansell orrs. Settlement of tras in the OTC markets occurs means of a simultaneous exchange of bon for cash on the books of the clearing system \"on a paperless, computerizebook-entry basis.\"考点corporate bon析Book-entry basis理解成电子记账系统;债券所有者没有Physical凭证,债券的所有权关系计入电子系统,故A正确。 Prior to settlement T+1的意思不是指 T+1是在结算之前吗?

2023-01-05 19:42 1 · 回答

NO.PZ2017121002000004问题如下Corporate bonseconry market trang most often occurs:A.on a book-entry basis.B.on organizeexchanges.C.prior to settlement T + 1. A is correct.The vast majority of corporate bon are train over-the-counter (OTmarkets thuse electronic trang platforms through whiusers submit buy ansell orrs. Settlement of tras in the OTC markets occurs means of a simultaneous exchange of bon for cash on the books of the clearing system \"on a paperless, computerizebook-entry basis.\"考点corporate bon析Book-entry basis理解成电子记账系统;债券所有者没有Physical凭证,债券的所有权关系计入电子系统,故A正确。 这个没看到老师讲啊 还是原版书习题 慌了

2022-11-21 02:02 1 · 回答

on organizeexchanges. prior to settlement T + 1. A is correct. The vast majority of corporate bon are train over-the-counter (OTmarkets thuse electronic trang platforms through whiusers submit buy ansell orrs. Settlement of tras in the OTC markets occurs means of a simultaneous exchange of bon for cash on the books of the clearing system \"on a paperless, computerizebook-entry basis.\" 请问强化班14页不是写着T+0价格吗?哪些交割时间是需要掌握的,时间是多少?能帮忙总结一下吗?

2020-11-10 17:54 2 · 回答

b为什么不对?不是统一组织交易么

2020-03-22 12:55 1 · 回答

    请问A是什么意思呀?

2018-11-18 19:41 1 · 回答