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让我爱你 · 2023年07月03日

Proxy voting问题

* 问题详情,请 查看题干

NO.PZ202207040100000702

问题如下:

Of the three techniques mentioned by the potential investment manager, which is most likely to interfere with Pool 2’s goal associated with corporate governance issues?

选项:

A.Technique 1

B.Technique 2

C.Technique 3

解释:

Solution

B is correct. When using security lending, the voting rights are transferred to the borrower of the securities. Thus, Pool 2 would not be able to exercise its voting rights through proxy on those shares.

A is incorrect. The dividend capture strategy is independent from the shares owed by the pool; shares that are about to go ex-dividend are purchased and sold after they go ex-dividend. There would be no impact on the core shareholdings in the portfolio being held for governance reasons.

C is incorrect. Writing covered calls involves selling call options on stocks that are already owned in the portfolio. It does not conflict with the desire to vote shares expressed in Pool 2.

证券借出去了,不是还可以代理投票吗,不可以表达想法了吗?

1 个答案
已采纳答案

笛子_品职助教 · 2023年07月03日

嗨,从没放弃的小努力你好:


证券借出去了,不是还可以代理投票吗,不可以表达想法了吗?

Hello,亲爱的同学~

不可以代理投票哦。


证券借出去了,就失去投票权了。

代理投票,首先要有投票权,别人才能代理。代理投票的情形是,有投票权,但因为本人不方便到现场投票,因此找个人来代表本人投票。

没有投票权,就不能表达想法了。

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虽然现在很辛苦,但努力过的感觉真的很好,加油!

ica.kiwi · 2024年07月27日

但是之前的题目也说,分红依然可以收到,对吧?

mousesky · 2024年10月20日

所以security lending是可以收到分红,但是不能行使投票权,这是为什么?不理解?