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S. Wang · 2023年06月22日

这个investor forum和这一章提到的investor platform是同一个东西不?都是为了防止形成一致行动人吗?

NO.PZ2022120703000053

问题如下:

A fund manager believes an investee company is not taking sufficient cyber security measures to protect customer data. By joining the Investor Forum, the fund manager could:

选项:

A.form a concert party in respect of the company. B.access inside information on the company’s cyber security strategy. C.collectively engage with the company to improve its cyber security measures.

解释:

C is correct because "the Investor Forum has a detailed collective engagement framework (available in full only to its members)" which the manager can use to collectively (along with other investors) engage with other the company on its cyber security measures.

A is incorrect because the "Investor Forum publishes ten key features of this private collective engagement framework: … No-concert party and no-group: Members agree that while participating in a forum engagement they will not form a concert party in respect of the relevant company, including by requisitioning a board control-seeking resolution or seeking to obtain control of the company."

B is incorrect because "the UK Investor forum is not intended to be a means of facilitating the exchange of inside information between companies and members or among members themselves."

这个investor forum和这一章提到的investor platform是同一个东西不?都是为了防止形成一致行动人吗?

1 个答案
已采纳答案

王岑 · 2023年06月25日

嗨,努力学习的PZer你好:


UK Investor Forum是一个英国的投资者论坛,旨在为投资者和上市公司提供交流和互动的平台。该论坛通常由金融机构、投资者关系团队和企业投资者关系专业人士组织。而investor platform是指投资者平台,比如晨星,就是一个非常受欢迎的、提供投资和研究的平台。

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