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Captain America · 2023年06月10日

请问规定里面不是说是收到雇主的书面同意才可以吗?为什么B这里写的是书面告知户主呢?

NO.PZ2016032802000013

问题如下:

Jessica Bowls, a portfolio manager in an investment company. One of her clients, Jerson promises Jessica that if the performance reaches his requirement, she can get a free island tour for a week. What should Jessica do if she wants to comply with Standard IV(B) Additional Compensation Arrangements?

选项:

A.

Jessica should reject to accept this tour.

B.

No matter Jessica can get this tour or not, she should disclose this to her employer in writing and obtain her employer's permission.

C.

Jessica should disclose this tour to her employer only after the performance reaches Jerson's requirement.

解释:

B is correct.

According to Standard IV(B) Additional Compensation Arrangements, Jessica should disclose this arrangement to her employer in writing and obtain her employer's permission no matter she can reach client’s requirement or not.

请问规定里面不是说是收到雇主的书面同意才可以吗?为什么B这里写的是书面告知户主呢?

1 个答案
已采纳答案

王暄_品职助教 · 2023年06月12日

以书面的形式告知雇主说明她做的更好、更严格,完全可以的呀

CFA准则里的这些是最低要求,如果CFA持证人做的更好,完全可以


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