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Pavel Korchagin · 2023年05月30日

这一章的题目很多都不会做,是不是要学完1-7后再做

NO.PZ2018062009000070

问题如下:

Q. According to the Duties to Clients standard, suitability requires members and candidates in an advisory relationship with a client to:

选项:

A.

place their clients’ interests before their own interests.

B.

consider investments in the context of the client’s total portfolio.

C.

not knowingly make misrepresentations relating to recommendations.

解释:

B is correct.

Standard III.C.1c Suitability states that when members and candidates are in an advisory relationship with a client, they must judge the suitability of investments in the context of the client’s total portfolio.

A is incorrect because this is a requirement addressed under Standard III.A Loyalty, Prudence, and Care, not Standard III.C.1c Suitability.

C is incorrect because this is a requirement addressed under Standard I.C Misrepresentation, not Standard III.C.1c Suitability.

RT

1 个答案

王暄_品职助教 · 2023年05月31日

这一章的题目包括准则1至准则7的所有相关题目,并且顺序是打乱的,所以最好全部学完之后再来做题。

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