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mx · 2023年05月07日

A选项什么意思?

NO.PZ2023031302000007

问题如下:

The bank Q is reviewing one proposed relationship with a third-party vendor. In establishing policies to reduce the operational risk associated with the potential vendor contract, which of the following actions would be least appropriate?

选项:

A.

The bank should review the vendor’s incentive compensation structure and ensure that the structure does not encourage vendor sales representatives to direct customers towards higher margin products without regard for the risk incurred.

B.

The bank should develop the vendor's contingency planning process to mitigate risk exposure to the vendor.

C.

The bank should review all third-party audit reports of the vendor that are publicly available.

D.

The bank should treat any outsourced services with the same level of security and confidentiality as those performed by the bank itself.

解释:

考点:Managing Outsourcing Risk

解析:供应商的应急计划不需要由银行设立,银行只需要监测供应商的应急计划,并评估提供商计划的充分性和有效性,确保供应商的应急计划与银行自身计划保持一致。故选项B说法不正确,当选。

A选项什么意思?没看懂

1 个答案

pzqa27 · 2023年05月08日

嗨,爱思考的PZer你好:


A说“银行应审查供应商的激励报酬结构,确保该结构不会鼓励供应商的销售代表引导客户购买高利润产品而不考虑所产生的风险。”

这句话是对的,银行应当确宝投资者购买产品时有正确的风险等级

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NO.PZ2023031302000007问题如下 The bank Q is reviewing one proposerelationship with a thirparty venr. In establishing policies to rethe operationrisk associatewith the potentivenr contract, whiof the following actions woulleast appropriate? A.The bank shoulreview the venr’s incentive compensation structure anensure ththe structure es not encourage venr sales representatives to recustomers towar higher margin procts without regarfor the risk incurre B.The bank shoulvelop the venr's contingenplanning process to mitigate risk exposure to the venr.C.The bank shoulreview all thirparty aut reports of the venr thare publicly available.The bank shoultreany outsourceservices with the same level of security anconfintiality those performethe bank itself. 考点Managing Outsourcing Risk解析供应商的应急计划不需要由银行设立,银行只需要监测供应商的应急计划,并评估提供商计划的充分性和有效性,确保供应商的应急计划与银行自身计划保持一致。故B说法不正确,当选。 如果对外包的业务对银行的重要程度不一样,那是不是应该实行不同的风险政策呢?所以我认为该也是不正确的

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